Penny Stock Reporting Requirements

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In general, a company (including Penny Stock companies) must file reports with the SEC if it has 500 or more investors and $10 million or more in assets; or it lists its securities on any one of the American, Boston, Cincinnati, Chicago, Nasdaq, New York, Pacific or Philadelphia stock exchanges.
If a Penny Stock company has voluntarily chosen to register their stock and file their reports, then this Penny Stock company will required to file the same quarterly, annual and other regular reports.
Some Penny Stock companies voluntarily register their reports with the SEC.
Your broker or investment adviser can provide you with information about the Penny Stock company and its disclosure documents.
One could contact the company and ask them whether they are registered with the SEC and files reports with the SEC.
Financial reports for Penny Stock Companies can be found at the Security Exchange Commission's (SEC) EDGAR system. This system is available on the SEC's website.
If you cannot find the company on EDGAR, you should contact your state securities regulator, which should give you access to the most recent reports the company has filed with its regulators.
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